social development; it is not only a source of fund mobilization for public and private sectors, but also helps to balance the financial system and drives economic growth, employment, income distribution

) examination, or the Certified Financial Planner (CFP) program. − ✓ Except those having passed CISA Level 1 or higher. − Only those having passed CFP current curriculum2 must attend a derivatives training course

(UNOFFICIAL TRANSLATION) Codified up to No. 2 As of 13 June 2016 Readers should be aware that only the original Thai text has legal force, and that this English translation is strictly for reference

new ordinary shares of the Company to accommodate the exercise rights of Warrant. And set the exercise price each year differently. The issuance and offering of warrant and new ordinary share to

on review of rules and regulations to maintain only necessary ones and ensure effective enforcement, can help SEC build a body of standard regulations in line with the changing environment without

pursue skill and knowledge enhancement on a regular basis to be able to handle ever-increasing innovations in the securities business. This will not only benefit investor contacts in their performance of

market will pursue skill and knowledge enhancement on a regular basis to be able to handle ever-increasing innovations in the securities business. This will not only benefit investor contacts in their

will not only benefit investor contacts in their performance of duties but also provide investors with better quality services. In cases where securities companies assign their investor contacts to

inspections (2010-2012). In addition, the proportion of the auditors who passed the inspections with no or only minor deficiencies increased from 25 percent in 2013 and 2014 to 50 percent in 2015. Although

pass on with due despatch any exercise of investor rights, whether voting or any other corporate action, to the next party in the investment chain. Votes cast by intermediaries should be cast only in