? Procedure for Civil Sanctions In cooperation with public prosecutors to proceed this step The SEC Office invites the alleged to undertake the civil sanctions determined by CSC. The offender shall comply with

defaults of debt instrument issuers Exercise of voting rights in a shareholders’ meeting Dividend payment Fees Procedure for dissolution of mutual fund Relaxation of rules Additional rules for guaranteed

revision process. The final Draft Act will be submitted according to the National Legislative Council's procedure in due course.?In addition to the legislation, the SEC is simultaneously working to remove

will also require NMG Chairman of the Board to make clarification according to normal procedure. If non-compliance with the said provision is found, the SEA prescribes the penalty under the first

’ list and then may exercise the right to appeal such DBD’s decision.According to Section 42 of the Administrative Procedure Act B.E. 2539 (1996), an administrative order shall be effective since the

.  Essentially, the proposed amendments to the PP offering regulations would:  (1) Cancel the approval application procedure, retain information disclosure in the shareholders' meeting notice, and require the

criminal complaint against Binance with the ECD for further investigation and legal proceedings.In any case, filing the criminal complaint is merely the commencement of the criminal procedure whereby the

liable to be an offense under other laws, the SEC has a procedure for coordinating with relevant agencies for further proceedings. ___________________________

persons (namely Prayuth Lertpinyopap and Karuna Kaewmanee who declined to enter settlement procedure and were also named in the abovementioned SEC's criminal complaint). {A} {B} {C} {D} and {E} violated

additional information for further investigation and legal action.  Please be informed that filing a criminal complaint is merely the commencement of the criminal procedure whereby the inquiry official will