: Determination of Fees for Application for Offer for Sale of Newly Issued Securities and Application for Securitization Project (No. 7) By virtue of Section 14(2) of the Securities and Exchange Act B.E. 2535 (1992
. KorDor. 15/2553 Re: Determination of Fees for Undertaking Business of Licensed Derivatives Exchange By virtue of Section 9(2) of the Derivatives Act B.E. 2546 (2003) which contain certain provisions
. 4) B.E. 2551 (2008) _________________ By virtue of Section 16/6 and Section 89/1 of the Securities and Exchange Act B.E. 2535 (1992) as amended by the Securities and Exchange Act (No.4) B.E. 2551
regulations. Therefore, on 19 March 2021, by virtue of Section 35 Paragraph 1 of the Emergency Decree on Digital Asset Businesses B.E. 2561 (2018) ( Emergency Decree ) , the SEC Board Meeting No. 5/2564 passed
results on the quality control system, especially the risks associated with the non-compliance with the policies, procedures, standards on auditing, the Code of Ethics for Professional Accountants, and the
“Network Firm” in this document has the same meaning as defined in the Code of Ethics for Professional Accountants which refers to businesses affiliated to Audit Firm that (a) have the intention to cooperate
of Ethics) 17/02/2542 6. หนังสือเวียน ที่ กลต.ธ.(ว) 2/2550 เรื่อง แนวทางพิจารณาลักษณะต้องห้ามผู้บริหารบริษัทหลักทรัพย์ตามมาตรา 103 (8) 22/01/2550 7. หนังสือเวียน ที่ ธ.(ว) 4/2548 เรื่อง การนำส่ง
Professional Accounting Standards, the Code of Ethics for Professional Accountants and Provisions of the Law on Professional Accountants such as the Thai Standards on Auditing (TSA) concerning the Auditor’s
seller were deemed as failure to perform duties with honesty and to adhere to the professional ethics and standard of conducts for the capital market personnel. The said actions were in violation of Clause
obtaining facts relating to such circumstances to be in accordance with the Code of Ethics for Professional Accountants and Provisions of the Law on Professional Accountants, such as the Thai Standards on