developed such as One For All Reporting System (OFAR) to reduce documentation burden for those making contact with the SEC and shorten the period for processing and disseminating information to the

regional capital markets,? Vorapol said.         The cross-border offering of ASEAN CIS in ASEAN countries is developed under the ?Implementation Plan to promote the Development of an Integrated Capital

Deputy Secretary-General said, ?At present, Thailand audit oversight has been developed and recognized at international level. The SEC has placed high emphasis on uplifting quality of audit work and

for their investment decision while the List can also be of use for securities companies? risk management.  Considering that Thai capital market has been developed with significant growth rate over the

responsibilities.     Developed with style and simplicity in mind, the new website has been created under the theme ?S-E-C? - Strategic, Easy, and Comprehensive described as follows: S - Strategy: Data re

materially affect investors’ investment decision such as 1. serious damages 2. changing in issuer’s objects or the nature of business 3. events of default 4. entering into an agreement entrusting other persons

Their Finances More Resilient to the Ever-changing Context?” with a view to emphasizing the importance of money management knowledge and skills to cope with the unexpected in life. Key messages to be

results in creating, altering, transferring, reserving or extinction of client’s right in his/her own asset, without or fail to comply with instruction or consent in writing from the client or any person

act which results in creating, altering, transferring, reserving or extinction of client’s right in his/her own asset, without or fail to comply with instruction or consent in writing from the client or

derivatives broker shall submit clients in accordance with the rules specified in the notification of the SEC Office. Clause 5. Derivatives broker shall not engage in any act which results in creating, altering