order or an action which results in the offence that the company operated digital asset exchange businesses without a license. This case is in the process of inquiry by the inquiry official. DAB Act S

statements for Q3/2018 to the SEC within the specified period. This case is in the process of inquiry by the inquiry official. SEC Act S.56(1) Criminal Complaint Filed with an Inquiry Official Dated 13/08

including appropriate and sufficient personnel to be able to operate the securities brokerage business efficiently. This case is in the process of inquiry by the inquiry official. SEC Act S.113 Criminal

sufficient personnel to be able to operate the investment advisory service business efficiently. This case is in the process of inquiry by the inquiry official. SEC Act S.115 Criminal Complaint Filed with

and the draft prospectus with the SEC Office. This case is in the process of inquiry by the inquiry official. SEC Act S.65 in conjunction with Section 86 of the Penal Code Criminal Complaint Filed

the draft prospectus with the SEC Office. This case is in the process of inquiry by the inquiry official. SEC Act S.65 in conjunction with Section 86 of the Penal Code Criminal Complaint Filed with

from the SEC, in violation of the Securities and Exchange Act B.E. 2535 (1992), Section 90 and subject to sanctions under Section 289. This case is in the process of inquiry by the inquiry official of

violation of the Securities and Exchange Act B.E. 2535 (1992), Section 90 and subject to sanctions under Section 289. This case is in the process of inquiry by the inquiry official of Economic Crime

at the Millennium Hilton Bangkok without filing the registration statement and the draft prospectus with the SEC Office. This case is in the process of inquiry by the inquiry official. SEC Act S.65

(Form 56-2, 2019) to the SEC within the specified period. This case is in the process of inquiry by the inquiry official. SEC Act S.56 Criminal Complaint Filed with an Inquiry Official Dated 28/04/2022