เป็น IC ตามประเภทสินค้าที่ให้บริการ หรือ IP ซึ่งให้เป็นไป ตามข้อก าหนดของสมาคมบริษัทหลักทรัพย์ไทย และ บล. ต้อง ก าหนด IC/IP (designated sales person) ที่สามารถให้บริการ และต้องควบคุมดูแลให้ IC/IP ดัง

meeting, the unit offeror shall notify the SEC Office as to the date of scheduled meeting at least 3 business days in advance. In this regard, the unit offeror shall allow the person(s) designated by the

the SEC Office. Clause 6 In applying for the derivatives exchange license, the applicant shall allow and facilitate persons designated by the SEC Office to access the applicant’s place of business or

ผู้บริหารระดับสูงตามข้อ 6 (2) บุคคลที่รับผิดชอบในการจัดการและดูแลเทคโนโลยีเพื่อการติดต่อและให้บริการแก่ลูกค้า (designated person) ตามข้อ 7 (3) บุคคลที่มีส่วนร่วมในการพัฒนา

clearly be identified that they are forged; (5) a client whose transaction has been reported by the securities company as a suspicious transaction; (6) a client whose occupation or business is classified by

clearly be identified that they are forged; (Unofficial Translation) - 6 - (5) a client whose transaction has been reported by the securities company as a suspicious transaction; (6) a client whose

documents which can clearly be identified that they are forged; (Unofficial Translation) - 6 - (5) a client whose transaction has been reported by the securities company as a suspicious transaction; (6) a

59”), a subsidiary of the Company (a company in which the Company holds 99.97 percent of the total shares), to lease the land with the area of approximately 1 rai, 1 ngan, 82 sq.wah., identified under

59”), a subsidiary of the Company (a company in which the Company holds 99.97 percent of the total shares), to lease the land with the area of approximately 1 rai, 1 ngan, 82 sq.wah., identified under

notes, for example: - The issuer must be clearly identified between the fact and the issuer’s opinions. In case where the issuer demonstrates a forecast rate of return, historical payout ratio and any