The approval process for fund managers and investment analysts are prescribed in the Capital Market Supervisory Board's Notification No. Tor Lor Thor 8/2557 Re Rules on Personnel in the Capital Market
institutional investors, fund managers, analysts and other stakeholders in the financial industry. During the conference, panel sessions also discussed capital markets connectivity, sustainable financing
may consider further extension. If the AGM 2020 agenda contains only matters for acknowledgement, asset management companies and REIT managers may choose to send out such information instead of
clients shall be prohibited, including in the form of deposit and lending to other persons, except in the form of digital asset investment with licensed digital asset fund managers. The notification of the
experts who share their views on Hong Kong fund industry landscape, the role of transfer agents, and Hong Kong tax system. The participants include fund managers, custodians, and fund distributors from 29
in each type of assets. In this regard, asset management companies may choose to invest in mutual funds that concentrate on a specific type of assets and require specific expertise of fund managers
availability of PVD data, to prescribe a clear application process and document requirements for fund registration, to improve the duties of employers, the Provident Fund Committee (PC) and fund managers, and
of regulations Related Regulations Summary of regulations 1. Authority of the SEC 2. Fund managers 3. Mutual fund performance measurement 4 . Preparation of financial reports of mutual fund 5
of regulations Related Regulations Summary of regulations 1. Authority of the SEC 2. Fund managers 3. Mutual fund performance measurement 4 . Preparation of financial reports of mutual fund 5
consultants of the firm? 3 What are the CPD targets set for each staff level? : · Partners · Senior Managers · Manager · Audit Seniors · Audit Trainee · Consultants/Sub-Contractors · Temporary Staff 4 Is there