regulators and audit firms discuss initiatives to raise audit quality and market transparency in the region supervision (i.e., listed companies, brokers, dealers, asset management companies and collective
raise public awareness and understanding in savings and investments and enable them to access the products suitable to their investment profile with a view to saving sufficient assets for their
SHARE : SEC supports asset management companies? competitiveness Monday 12 January 2015 | No. 5 / 2015 Bangkok, January 12, 2015 ? The SEC supports asset management companies to raise their
cover enforcement of investors’ rights. This regulation will effect from 1 May 2020. Presently, several companies are interested to raise fund through digital token offer to finance their investment in
“ is also important. This includes making “shadow” board members liable for their actions, increasing sanc- tions for violations of duties of loyalty and care and delineation of a core set of related
quarter in line with healthy US economic indicators. Later, the yields fell somewhat after the Federal Reserve resolved to raise their key policy rate by 25 basis points to 1.50-1.75 percent in March, while
to seek benefits for themselves, which was deemed failure to perform duties or provide services with loyalty pursuant to the Notification of the Capital Market Supervisory Board.*The SEC has revoked
, resulting in 2 years and 6 months imprisonment for 122 counts (2) for dishonesty and failure to discharge her duty as director with due care and loyalty. (3) for dishonestly converting listed company’s
ค่าตอบแทนที่ได้รับเนื่องจากการนำเงินของกองทุนรวม หน่วยลงทุนนั้นไปลงทุนในหน่วยลงทุนของกองทุนรวมต่างประเทศ (loyalty fee หรือ rebate) เข้าเป็น ทรัพย์สินของกองทุนรวมหน่วยลงทุน หากบริษัทจัดการได้ดำเนินการตาม
stakeholder can (without fear of retribution) raise issues of particular concern with regard to potential or suspected breaches of a company’s code of ethics or local law. 4.4 Political lobbying The board