into the communication records of {A} and her client and found that {A} had been authorized by her client to make derivatives trading decisions with high trading volumes. The client asked her to close
} did not record a number of client's securities trading orders. Certain records found in the course of inspection indicated that he prepared the securities trading report for the client by using trading
related receipt and payment transactions, and the accounting records practice. The company was also required to examine the issue raised by the auditor whether the questionable transactions of land sales
records. In addition, he informed http://market.sec.or.th/public/idisc/en/Enforce < < Previous First ... 15 16 17 18 Next
) Related Forms Application Form for Approval (Form 19-1) Form for Certification of Personal Records and Non-Prohibited Characteristics (Supplement for Form 19-1) F orm for Summary of Digital Token Trading
%20Institutional%20Investor%20Responsibilities_2013.pdf Custodians Custodians are responsible for the safekeeping and maintaining of records of the collective investment vehicle’s assets, be these in electronic or
with Miss Nachaporn Likhitsirisup, the former deputy chairperson of Daidomon Group PLC (“DAIDO”), to make false documents and fictitious records in the company accounts concerning the purchase of
colluded with Miss Nachaporn Likhitsirisup, the former deputy chairperson of Daidomon Group PLC (“DAIDO”), to make false documents and fictitious records in the company accounts concerning the purchase of
DAIDO chairman, and Mr.Pisarn Charaslertrangsi, the former DAIDO deputy chairman for finance and accounting, to falsify documents and make false records in the company accounts concerning the purchase of
unlawful gains for themselves and/or other persons and made false records on purchase of black steel from eight companies totaling 529,529,326.15 baht and sale of black steel to BF Intertrade Co., Ltd. (BF