were sufficient and effective as a quality control measure. In today’s complex business environment and with even more complicated business transactions, sufficient supervision by highly experienced
our strengths while ensuring cost- effectiveness, and to better serve customer needs that are ever more complex and varied. However, connectivity of KBank to other businesses within the ecosystem may
in this manner had not happened before. The fact in this matter, although seems not so complicated, relates to many provisions of laws under the purview of both the SEC and the DBD. Accordingly, while
qualified audit personnel and inability to react to changes of professional standards and more complicated structural transactions, will also be addressed to support market readiness for current dynamic
supervision 2.6 Quality Assurance & Review Increasingly, complicated transactions in the financial market especially those in connection with listed companies and intermediaries such as securities houses have
, especially when it comes to the preparatory process under direct responsibility of chief executive officers, chief financial officers and accountants. Essentially, these professionals are the preparer of
be revised to better reflect risks associated with both direct and indirect investment. The consultation paper is available until January 31, 2014. The consultation paper is available on the SEC
procedures to support funding of startups. Direct investment in startups or indirect investment through VC and PE Trust is eligible for the tax benefit. The SEC regulations have been published in the
://www.sec.or.th/TH/Pages/LawandRegulations/ResourceCenter-GreenBond.aspx English (United States) Infrastructuretrust . Investments in infrastructure assets Three Types of qualified investments are: direct
. Investments in infrastructure assets Three Types of qualified investments are: direct investment through obtaining ownership of assets: suitable for infrastructure assets with transferable ownership such as