interest that did occur. Example 4 : The confirmations of independence and written conflict of interest declarations did not cover staff’s family and did not provide guidance to staff through examples of
remunerations of directors and executives,9 the independence of the Board of Directors from the Management, the director development and assessment of duty performance of directors including supervision of
Guidelines8 6.1.1 Policy and guidelines related to the Board of Directors covering the selection and the determination of remunerations of directors and executives,9 the independence of the Board of Directors
บริษัทในเครือ ( การให้ยืมหลักทรัพย์แก่บริษัทจัดการและบริษัทในเครือ ( (ซ) หลักปฏิบัติในการจัดการลงทุนอย่างเป็นอิสระ (independence and objectivity) · 3.6 ระบบควบคุมการปฏิบัติงานภายในของผู้ขอรับใบอนุญาตที่
ทนุอยำ่งเป็นอิสระ (independence and objectivity) 3.6 ระบบควบคุมกำรปฏิบติังำนภำยในของผูข้อรับใบอนุญำตท่ีสำมำรถป้องกนั กำรน ำทรัพยสิ์นของลูกคำ้ไปแสวงหำผลประโยชนโ์ดยมิชอบอนัอำจก่อให้ เกิดควำมเสียหำยต่อ
business that serve a variety of client types, objective research is a cornerstone of Sustainalytics and ensuring analyst independence is paramount to producing objective, actionable research. Sustainalytics
business in the category of securities brokerage, securities dealing, securities underwriting, mutual fund management, private fund management and securities financing. “Critical function” means any
financing. “Critical function” means any activities related to services, transactions or any other functions of a securities company, the disruption of which would significantly affect customers, business
securities financing. “Critical function” means any activities related to services, transactions or any other functions of a securities company, the disruption of which would significantly affect customers
well as maintain proper check and balance within the SEC organization. 1.1 SEC Board The SEC Board’s structure is in line with international standards to ensure independence and transparency whereby the