contract has been made. 7. Disposition of assets Type of transaction : Calculation of transaction size was done according to the announcement regarding the acquisition or disposition of assets by referring
paragraph with intention, dishonesty or gross negligence. SECTION 31 In managing a trust, a trustee shall be prohibited to act in conflict of interest with the trust regardless of whether such act is done for
in conflict of interest with the trust regardless of whether such act is done for the benefit of its own or others’, except where it is the trustee’s claim for its remuneration or where the trustee is
interest with the trust regardless of whether such act is done for the benefit of its own or others’, except where it is the trustee’s claim for its remuneration or where the trustee is able to show that the
ต้องสอบผ่าน ตามเกณฑ์ท่ีก่าหนด 3. การทบทวนแบบประเมิน suitability test - หากลูกค้า inactive ในรอบ 2 ปีที่ผ่านมา ขอไม่จัดส่งเอกสารแจ้งลูกค้า แต่ใช้วิธี lock บัญชีของลูกค้า ใหไ้ม่สามารถท่าธุรกรรมต่อไปได้ โดย
done without any ground to believe that its financial status may cause damage or any circumstance indicates an ongoing financial problem; (b) capability and readiness for operational function which shall
of a service provider would be done without any ground to believe that its financial status may cause damage or any circumstance indicates an ongoing financial problem; (b) capability and readiness for
of a service provider would be done without any ground to believe that its financial status may cause damage or any circumstance indicates an ongoing financial problem; (b) capability and readiness for
investment advice to clients. The securities company must perform know your client (KYC) procedure continuously. This can be done by keeping client’s information, beneficial owner and controlling person up-to
clients. 23The securities company must perform know your client (KYC) procedure continuously. This can be done by keeping client’s information, beneficial owner and controlling person up-to-date, as well as