Bangkok, January 24, 2014 - The SEC imposed a one-month suspension on {A}, a securities investment consultant of UOB Kay Hian Securities (Thailand) Plc., for failing to inform sufficient information

under the lawsuit of the plaintiff, and imposed a civil penalty and a compensation at an equal amount to the benefit should have been received from committing the offense in a sum of 558,405 Baht together

defendant had committed an offense under the lawsuit of the plaintiff, and imposed a civil penalty in amount of 333,333.33 Baht. Moreover, the court ordered the defendants to jointly reimburse court fees to

a judgement that the defendant had committed an offense under the lawsuit of the plaintiff, and imposed a civil penalty in amount of 333,333.33 Baht. Moreover, the court ordered the defendants to

, and maintenance of capital reserves in accordance with the laws governing corporate conduct. Such regulations will be enforced on new comers who apply for the licenses and existing digital asset

benefit of all investors. In this way, investment institutions will be fulfilling their core role as a fiduciary, mandated to invest in the interests of their ultimate clients or beneficiaries. They are

Bangkok, 21 September 2016 ? The Criminal Fining Committee has imposed separate fines on three offenders involved in false statement and insider trading of Rasa Property Development Public Company

Bangkok, June 28, 2016 ? The Criminal Fining Committee has imposed fines on nine manipulators of the price and trading volume of The Union Mosaic Industry Public Company Limited (UMI) shares, with

Bangkok, March 16, 2016 ? The Criminal Fining Committee has imposed a total fine of 25,322,064.39 on four offenders for using insider information to purchase ordinary shares and warrants of Siam

Bangkok, 20 July 2018 ? The SEC has imposed civil sanction on 24 individuals who conspired or rendered assistance to manipulate the share price of Millcon Steel Public Company Limited (MILL). The