involve known and unknown risks, uncertainties and other important factors beyond the Company’s control that could cause the actual results, performance or achievements of the Company to be materially
businesses during the preceding year of the year in which the application for approval is filed with the SEC Office. In this regard, such businesses shall not have the same or similar nature and shall involve
and international laws and regulations conflict. 2.1.3 The Enterprise implements a formal approach to involve Stakeholders on issues that impact them, including by (i) supporting Stakeholder involvement
auditor. Opinions concerning transactions that may involve conflicts of interest. The number of Audit Committee meetings and attendance record for each of the Audit Committee members. Opinions or
auditing standards. EQCRs did not identify the insufficient of audit work because he or she did not involve in reviewing from the planning phase or their involvement in reviewing did not suffice. Completion
advertisement shall not imply or guarantee returns earned from investment in capital market products , unless the SEC Office has rendered a waiver or it is appropriate reference of the past performance or
(UNOFFICIAL TRANSLATION) Codified up to No.9 As of 20 February 2017 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries _____________________________ By virtue of Section 16/6 an...