investment decision carefully. For example, Notice Pending (NP) in case of awaiting material information, or Caution (C) in case a listed company has the characteristics as prescribed in the governing
regulations governing provision of Repo transactions as approved in principle by the SEC Board’s Meeting No. 2/2565 dated 15 February 2022. The proposed amendments would require business operators who provide
, possess wealth that meets the criteria, and are able to accept high risk associated with the trading situation of SMEs and startups. The governing rules and regulations are expected to take effect within
governing regulations summarized above take effect from 16 June 2021. ______________________
regulations governing primary listing of Thai companies on HKEX. Therefore, any Thai company wishing to have its securities listed on HKEX must meet all requirements with an emphasis on investor protection
that would be beneficial to capital market business or consistent with its objectives upon permission from the SEC Board; and (3) Its governing body will consist of both ex-officio committee and
is therefore proposing to amend the governing rules and regulations, as summarized below:(1) In addition to the existing requirements for reporting initial public offering (IPO) results (Form 81-1-IPO
is effective by following standardized guidelines.On October 27th, 2022, the SEC conducted a public hearing to gather comments and suggestions on the proposed principle to the regulations governing
, which prescribes the terms and conditions governing the obligations between the bond issuer and the bondholders’ representative. Therefore, the SEC and ThaiBMA have collaboratively developed the sample
– The Securities and Exchange Commission (SEC) has issued regulations governing the provision of services of digital asset business operators to avert support or promotion of the use of digital assets as