was an employee of Globlex Securities Company Limited while the misconduct occurred. Following the client's complaint and inspection report of Globlex Securities Company Limited, the SEC further
an employee of Globlex Securities Company Limited while the misconduct occurred. Following the client?s complaint and inspection report of Globlex Securities Company Limited, the SEC further probed
Bangkok, June 15, 2015 ' The SEC suspended {A}, a capital investment consultant for trading securities and derivatives on behalf of client. He worked with Globlex Securities Company Limited while the
Company Abbreviation Company Name Website KS บมจ. บล. กสิกรไทย http://www.kasikornsecurities.com GLOBLEX บล. โกลเบล็ก จำกัด http://www.globlex.co.th CGSI บล. ซีจีเอส อินเตอร์เนชั่นแนล (ประเทศไทย) จำกัด
interests. They should also make necessary inquiries to the bondholder representative to obtain complete information before making an informed decision at the bondholders’ e-meeting. Remark: 1) Globlex
Bangkok, March 17, 2014 - The SEC suspended {A}, a capital market investment consultant of Globlex Securities Company Limited, for trading derivatives contracts on behalf of client.The SEC probed
Bangkok, June 26, 2014 - The SEC suspended {A}, a securities investment consultant of Globlex Securities Company Limited, for failing to inform the client of sufficient information which was material
PUBLIC CO.,LTD. http://www.fnsyrus.com GLOBLEX GLOBLEX SECURITIES CO.,LTD. http://www.globlex.co.th Z GMO-Z COM SECURITIES (THAILAND) PUBLIC CO.,LTD. https://th.trade.z.com/index IVG I V GLOBAL SECURITIES
://www.dbsvitrade.com FNS FINANSA SECURITIES LTD. http://www.finansa.com FSS FINANSIA SYRUS SECURITIES PUBLIC CO.,LTD. http://www.fnsyrus.com GLOBLEX GLOBLEX SECURITIES CO.,LTD. http://www.globlex.co.th IVG I V GLOBAL
://www.fnsyrus.com GLOBLEX GLOBLEX SECURITIES CO.,LTD. http://www.globlex.co.th INVX INNOVESTX SECURITIES CO.,LTD. https://www.innovestx.co.th/about-us/company-profile KGI KGI SECURITIES (THAILAND) PUBLIC CO.,LTD