agencies to block social media accounts engaged in fraudulent investment activities.  “The SEC examines the customer identity verification (KYC/CDD) systems of digital asset business operators regularly

decisions for clients, (2) Receiving compensations, either directly or indirectly, and (3) Operating such businesses regularly or giving services to the general public.  Pursuant to Section 66 of the

trading accounts regularly, as prepared by the responsible securities companies, and not to fall for promises of guaranteed returns because investment in the capital market could either yield profits or

and Chinese delegates agreed to regularly hold executives? meeting to continue exploring the idea and move forward for more concrete collaboration in the future.  

her client regularly as well as reported to her client on the summary of profit and loss on a monthly basis. On March 12, 2012, {A} made trading decisions without the client's instruction and payment

their interests and on their behalf by those agents. As sophisticated investors with influence, often including voting rights, institutional https://www.sec.or.th/cgthailand/TH/Documents/Assessment/ICGN

countries around the world. A large number of investors have become targets of these scams, which are increasingly sophisticated and widespread, often spreading through platform service providers. Recently

interesting stylized facts of equity mutual funds in Thailand, including (1) when comparing between risks and returns, the equity funds with high management fees often yield less returns than the market, and

auditors. Besides, the SEC organizes various projects regularly to develop audit work quality. For example, hosting training sessions and online seminars to share knowledge with auditors in the capital

asset management companies in charge, and to update their fund books (if any) regularly to prevent possible damage from frauds. ______________________  * Clause 23