and APEC Asia Region Funds Passport shall take effect, mutatis mutandis, to the extent that they are not inconsistent with or contrary to the provisions prescribed herein. Chapter 2 Application for
ago or such behavior is not severe to the extent that the person should not be entrusted to perform duty as auditor of entities in the capital market, the SEC may disregard such facts as a cause for
from the day the testing is completed. Clause 25 In cases where there is a change to a computer system relating to trading services with respect to derivatives to the extent that it affects the business
such as the website of the management company. The warnings under the first paragraph shall be printed in a font that is clear and in a text size not smaller than the other texts of the prospectus
operating in various jurisdictions. However, to take into account the different market, legal, and regulatory circumstances in which CRAs operate, and the varying size and business models of CRAs, the manner
Shares Are Not Traded on Foreign Exchange (No.10) dated 28 February 2020 (effective from 1 January 2021). 13 Clause 30 At least one-third of the board size of an applicant, but not less than 3 persons
decision making by company boards and should reflect the extent to which this is embedded practice. Sustainability or corporate social responsibility (CSR) reports serve a useful purpose for multiple
water may be impacted to a larger extent However, all sectors will be exposed to risk. As a systemic risk factor, it is important for ALL companies to consider what other sectors or infrastructure they
At present, money market funds are used by investors as a tool to manage liquidity and a place to park money for a short time, besides keeping it in banking accounts. As of February 2018, the size of
the firm’s quality controls. Furthermore, it is expected that the firms appropriately respond to the assessed risks in all relevant aspects, including scope, timing and extent of audit works, since this