supervision of securities business in the category of management of other persons’ funds, whether it be the mutual fund or private fund management, has the common objective to protect and maintain the best
Exchange Commission Notification of the Securities and Exchange Commission No. KorNor. 30/2547 Re: Rules, Conditions and Procedures for Establishment and Management of Funds _____________ The supervision of
Commission Notification of the Securities and Exchange Commission No. KorNor. 30/2547 Re: Rules, Conditions and Procedures for Establishment and Management of Funds _____________ The supervision of securities
/News_Detail.aspx?SECID=8840 SEC enhances real estate -backed ICO oversight to strengthen investor protection mechanisms digital token holders.The SEC has therefore amended the regulations governing supervision of
oversight to strengthen investor protection mechanisms digital token holders.The SEC has therefore amended the regulations governing supervision of real estate -backed ICO, as part of the short-term
Techamuanvivit, Director of the Investment Management Supervision Department4. Ms. Chutima Leelajindamai, Director of the Legal Department – Corporate Finance5. Mr. Songyod Bunjoungmanee, Director of the
must be under appropriate supervision.SEC is revising the regulations regarding supervision of outsourced companies, no matter how many outsourced companies are involved in an operation, for them to
service and digital asset fund manager to the scope of digital asset business under supervision of the Digital Asset Business Law, to ensure the SEC’s appropriate supervision of digital asset businesses
interest entities; and - Exercising that responsibility either directly or through independent oversight. Reference : เอกสารแนบ 1 2 https://www.ifiar.org/IFIAR/media/Documents/General/About%20Us/Charter
tools, facilitate fund mobilization, and increase effectiveness of market supervision and enforcement. SEC Secretary-General Thirachai Phuvanatnaranubala said: ?Global changes carry much weight with the