( the interest rate is fixed or floating rates according to the interest rates of the financial institution or any other interest rate; )3( the total redemption value is equivalent to the par value of the

…..……………………… units Redemption ……..…………………… units Balance at the end of the calendar year on 31 December 20________ ……..…………………… units Dated this ______________ day of _____________ Signature

emerging market situations.SEC has proposed to revise the guideline on maintaining liquidity of fixed income funds in order to match their redemption and settlement policies by requiring fixed income funds

suitable for timely redemption upon clients? demands.The consultation paper is available at www.sec.or.th/hearing. Stakeholders and interested parties are welcome to submit comments through the website, or

to the following cases taking place at different branches:   (1)  In the case of {A}, the findings showed that she had failed to give complete information and advice on redemption of retirement mutual

be long-term equity funds (LTF), retirement mutual funds (RMF) or exchange traded funds (ETF);- Redemption of investment units can be paid by securities and other assets in lieu of cash.The

guarantee of returns, and that unit redemption ahead of the target date set in the investment scheme is not allowed must be clearly communicated to investors.In addition, advertisement based on past

unit redemption is beginning to slow down, and so far no fixed income fund has borrowed or entered into repurchase transactions at an amount exceeding 10 percent of NAV. In addition, BOT has announced

the Royal Gazette, respectively. Meanwhile, the Association of Investment Management Companies (AIMC) would prepare a notification of investment unit redemption systems, to be approved by SEC. This is

include listed securities and investment units of open-ended funds with daily redemption feature, except investment units with transferable restrictions. In any case, such repo transactions would have to