make trading orders on his or her behalf, the investor must issue a written power of attorney and should examine the trading confirmation documents regularly. _____________________________ * Clause 23
transaction confirmation evidence that must be issued by the responsible asset management company or the selling agent bank only. In case of doubts, immediate contact with the compliance unit is recommended
case, investors should check the records of transaction confirmation regularly to make sure that they are properly issued by the securities companies in charge. In case of suspicious incidents
., computers, equipment, data recorders, and other equipment; (3) information assets, i.e., information, electronic data, and computer data; “ critical IT assets ” means the IT assets that are related to or
., computers, equipment, data recorders, and other equipment; (3) information assets, i.e., information, electronic data, and computer data; “critical IT assets” means the IT assets that are related to or
รูปแบบคือ แบบไรกระดาษ (“Paperless”) หรือ แบบไรกระดาษบางสวน (“Partially paperless”) โดยสรุปไดดังนี้ 1.1 Paperless สง online เอกสารทั้งหมดที่รับรองขอมูลโดยใช electronic signature (“ES”) ของผูมี
หมายเหตุ: P* : สง hard copy เฉพาะหนารับรองความถูกตอง online : สงขอมูล online โดยใช username/password ระดับ ผอ.ขึ้นไป (แตงตั้งผานแบบฟอรม EF-3) Paperless : สงขอมูล online โดยใช electronic signature
รพำณิชย์อิเล็กทรอนิก ส์ ( Model Law on Electronic Commerce 1996) ทีรอง รับสถำนะทำงกฎหมำยข องข้อมูลอิ เล็ก ทรอนิกส์ กฎหมำยแม่แบบว่ำด้วยลำยมือชือ อิเล็กทรอนิกส์ (Model Law on Electronic Signatures 2001) ที
Translation (Unofficial Translation) PAGE (Unofficial Translation) Page 32 of 32 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The SEC, Thailand cannot undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. ---------------------- Notification of the Office of the Securities and Exchange Commission No. OrKhor./Nor. 5/2549 Re: Guidelines Rel...
Microsoft Word - OrKhorNor5-2549F.doc (Unofficial Translation) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The SEC, Thailand cannot undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. ---------------------- Notification of the Office of the Securities and Exchange Commission No. OrKhor./Nor. 5/2549 Re: Guidelines Relating to Operating...