(effective on 16 February 2017). 6 Amended by the Notification of the Capital Market Supervisory Board No. TorThor. 6/2560 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and

(Thailand) Co.,Ltd. (“DBS”), shall be liable for DBS’s failure to put in place a sufficient and effective systems of operation, control and risk management of derivatives broker which violated section 113 of

rectification to ensure that their quality control system and their auditors’ practice will be efficient and effective. Looking ahead to 2017, the SEC will continue to implement the framework for creating and

Recovery Plan for Enhanced Stability and Problem-Solving, effective June 23, 2018, which contains the following major points. 1. Banks are required to establish a recovery plan for enhanced stability and

Capital Market Supervisory Board, and the SEC Office. The SEC Code of Governance was prepared as required by law and equivalent to industries and international standards.  This is to ensure that the

as of 2Q’19. For SW income per insurer, the income has increased from THB 988 per insurer to THB 1,015 per insurer reflecting the more efficient SW income generated from each insurer. Cost of Hospital

, strengthen investor protection, and support the use of digital technology in fundraising for the benefit of national development. The amendments have become effective since 16 January 2024. On 2 March 2023

considering the balance of three dimensions – economy, society and environment – under good corporate governance, appropriate risk management and effective cost management. Along with this, we have prioritized

Agreements with Clients prior to Providing Services ______________________ Division 1 General Provisions _______________________ Clause 10 In cases where an intermediary is required to make an agreement with a

Securities Companies and Derivatives Intermediaries (No.4) dated 9 February 2017 (effective on 16 February 2017). 3 Repealed by the Notification of the Office of the Securities and Exchange Commission No. Sor