SEC resulted from the instruction or the failure to give instruction which is a duty required to be performed. SEC Act S.300 in conjunction with 64 paragraph 2 Settlement Committee Meeting No. 9

B.Grimm Bip Power 1 Company Limited B.Grimm Bip Power 1 Company Limited ("BIP1") had a duty to prepare and submit the key financial ratio for the year 2020 within 28 May 2021. However, BIP1

B.Grimm Bip Power 1 Company Limited B.Grimm Bip Power 1 Company Limited ("BIP1") had a duty to prepare and submit the financial statements for the 6 months for the year 2021 within 30

B.Grimm Bip Power 2 Company Limited B.Grimm Bip Power 2 Company Limited ("BIP2") had a duty to prepare and submit the key financial ratio for the year 2020 within 28 May 2021. However, BIP2

B.Grimm Bip Power 2 Company Limited B.Grimm Bip Power 2 Company Limited ("BIP2") had a duty to prepare and submit the financial statements for the 6 months for the year 2021 within 30

Amata B.Grimm Power Spv1 Company Limited Amata B.Grimm Power Spv1 Company Limited ("SPV1") had a duty to prepare and submit the financial statements for the 6 months for the year 2021

Amata B.Grimm Power Spv1 Company Limited Amata B.Grimm Power Spv1 Company Limited ("SPV1") had a duty to prepare and submit the key financial ratio for the year 2020 within 30 May 2021

Industrial and Commercial Bank of China (Thai) Public Company Limited Industrial and Commercial Bank of China (Thai) Public Company Limited (“ICBC”) had duty to prepare and submit the key financial

AEON THANA SINSAP (THAILAND) PUBLIC COMPANY LIMITED AEON THANA SINSAP (THAILAND) PUBLIC COMPANY LIMITED (“AEONTS”) had duty to prepare and submit the key financial ratio report for the year 2020

Baan Rock Garden Public Company Limited Baan Rock Garden Public Company Limited (BROCK) , a securities issuer, had the duty to prepare and submit the Annual Registration Statements 2020 (Form 56-1