Bangkok, October 22, 2012 ?The SEC has won the FutureGov Awards 2012 in the Green Government category for the Smart Office Project in recognition of the SEC?s excellence in planning, executing and

securities company as an investment consultant), jointly manipulated the TAPAC share price by executing trading orders of such share in such a manner that stimulated the share's movements, and arranging low

securities. This is to ensure fair treatment between retail investors and foreign institutional investors executing the clearing and settlement of securities through custodian which is a member of TCH. The

Miss Kannida Tangkittrongcharoen Miss Kannida Tangkittrongcharoen joined or agreed with other offenders in manipulating 4 securities by separating duties to executing buying or selling orders in a

Mr. Koravit Asawakul Mr. Koravit Asawakul joined or agreed with other offenders in manipulating 4 securities by separating duties to executing buying or selling orders in a way of concealing and

Mr. Pakkawan Wongopasi Mr. Pakkawan Wongopasi joined or agreed with other offenders in manipulating 4 securities by separating duties to executing buying or selling orders in a way of concealing and

such permission.In performing their duty, an investment consultant can send trading orders only when obtaining orders from the clients. Even with the client?s permission; they cannot make decisions on

records that {B} had obtained authorization to trade derivatives for the client. He then proceeded to take the actions with such permission.In performing their duty, an investment consultant can send

Bangkok, March 11, 2014 - The SEC barred {A} from performing any management position in securities company and suspended his securities investment analyst approval status. In addition, the SEC

Bangkok, June 23, 2011 - The SEC revokes its approval of Chalerm Suakamram, an investor contact and a branch manager of Siam City Securities Co., Ltd., and bans him from performing duty as an