will also be required for the purpose of general administration and cooperation; for instance, publishing unit pricing, distributing reports to unitholders, and managing dispute resolution. ?The SEC in
cooperation if DSI requires additional clarifications or further investigation in the case.According to recent news reports, the public prosecutor has brought charges in the Criminal Court against seven
ACMF website at www.theacmf.org. For media queries, please contact: State Securities Commission of Vietnam 1. Mr. Vu Chi Dzung Director General of International Cooperation Department Email
Covered Funds and Covered Management Companies and related Cooperation Dated 20 January 2021 This MoU has been concluded between the SFC and the SEC in light of global financial market growth and increasing
related elements and encouraging cooperation among all sectors. All these will contribute to the sustainable development of the Thai capital market. SEC is ready to closely collaborate with UNDP to become
SEC received Broadly Implemented for Principle relating to auditor's oversight. (2) Principles with significant improvements: 11 Principles - staff professionalism and independence - cooperation with
. BOT.ForNorSor. (23)c.276/2561 Re: Request for Cooperation from Financial Institutions to Refrain from Making or Being Involved with Cryptocurrency Transactions, dated February 12, 2018. The Bank of Thailand and
orders from such client. They just submitted trading orders as directed by {A}. Furthermore, they had never conducted KYC/CDD for the client because {A} prohibited them from doing so. Also, {B} received
application by using the name and signature of a friend of hers. In case of {B}, the SEC directed KTB Securities to conduct further probe into the case. As Panadda previously claimed, {B} admitted that she