transaction participate in this decision making. Those who are unable to attend the meeting are advised to appoint other person as their proxy to vote on their behalf, in which case their voting decision should

From February 1, 2010 onwards, securities companies no longer need to hire full-time executives and may appoint executives of other securities companies as their own (cross-directorship), on the

behaviors could be construed as obstructive since he has made no effort to convene an urgent shareholders meeting to appoint new directors. For example, he refused to attend the board of directors’ meetings

meeting promptly so as to give shareholders an opportunity to appoint those they find appropriate as new directors, and to explain how his request for the DBD to review its decision or the intention to

technology and big data to enhance the online service in various channels, develop data governance, data structure and data security, and groom human resources and organization culture as well as appoint a

and internationally-recognized standards. The proposed regulations would include additional disclosure requirements as well as issuers’ obligation to appoint an external review provider to provide

for new trustee appointment. (3) Resolutions to dismiss or appoint a new trustee: In case of REITs and Infra Trusts, such resolutions must be approved by not less than 3/4 of the total number of the

for not less than three years and must not appoint any sub-selling agents;2.2 The selling agent can only perform the functions of (1) accepting account opening applications, (2) giving clients

.   **A securities company that must appoint an audit committee in accordance with the Notification of the Capital Market Supervisory Board 

baht bonds to (i) obtain an issue rating not lower than investment grade* from an international credit rating agency established under foreign law, (ii) appoint the bondholder representative, and (iii