for a certain period of time and with high trading volume. Moreover, {A} admitted that he traded securities for a client without any order. Although this client notified him to stop trading, {A

care of such client's securities trading account for a certain period of time. {A} admitted that the client allowed him to make securities trading decisions and he has already compensated the client for

derivative business operators. However, some relaxations will be granted for certain period of time; for instance, applicant's qualifications, paid-up registered capital and capital requirement. This aims to

derivative business operators. However, some relaxations will be granted for certain period of time; for instance, applicant?s qualifications, paid-up registered capital and capital requirement. This aims to

securities transfer forms several times instead of the ones officially recorded on the client database, and affixed signature as branch manager to approve certain securities transfers.Phillip Securities

chairman of NMG and the AGM on April 29, 2015, did not allow some NMG shareholders to attend and exercise their voting rights and some attending shareholders to cast their votes on certain agenda items at

certain aspects that investors should consider when making an investment decision, for example, risk of receiving lower than expected returns or reaching the target later than schedule. It is advisable

the real fans with a good knowledge and understanding of technology only but not for general investors. In addition, previously SEC found that certain persons exploited the timing to deceive the

members, to its benefits, such as, seminars, knowledge media, company public relations, as well as awards for companies who achieved certain qualifications. More information and application form can be

passwords, as was similarly the case at Globlex. In so doing, {A} also made a profit sharing agreement with certain KTB clients. KTB has already terminated her employment.{A}'s misconducts were deemed (1