. Digital asset exchanges, brokers and dealers must be granted licenses from the minister and their paid-up capital must be no lower than SEC https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8285 SEC
Asset Business Conduct https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=634 SEC public hearing on proposed amendments to capital requirements of digital asset exchanges, brokers, and dealers https
registered capital of digital asset exchanges, brokers and dealers; (2) Revision of the Net Capital (NC) rules as follows: (a) Minimum NC requirement : a minimum value of 25 million baht for business
account the public comments gathered from the previous hearing whereby the calculation of the fees on Thai government bond dealing activities would be revised to reduce the burden on bond dealers and
Bangkok, October 29, 2013 ? The SEC is seeking public comment on revising the rules to exempt institutional clients of registered derivatives dealers and derivatives fund managers from doing the
Notification Requirements (section 109) OTC Securities Brokers (section 113) Conduct Regulation of Securities Broker-Dealers (section 113) Revocation of License (section 147) Service Outsourcing Guide for