, customer service and information system, internal control system, and risk management system. In addition, related notifications will be codified into one document to facilitate the business operators

adequate personnel with expertise to effectively supervise and administrate the risks of outsourced operation, as well as in case of outsourcing operation in investment management and investment risk

Mr. Jung Kyu Kim Mr. Jung Kyu Kim, a chief operating officer, a former chief financial officer and a former commissioner of Risk Management Committee, who is responsible for the operation of KTBST

benefits from the securities in possession. In any case, securities companies would need to establish efficient control and risk management system.SEC is therefore conducting a public hearing on the

Bangkok, November 3, 2014 ? The SEC will revise underwriting rules to provide more flexible risk management by permitting underwriters to trade underlying securities of the underwritten securities

and mechanism for risk management, readiness of work systems and personnel, analysis and selection of digital assets to invest, and investment tracking tools, etc. Listed companies should also consider

with proper risk management for derivatives investment. In addition, stress test must be conducted while contingency plan must also be prepared. Mutual funds for AIs setting maximum limits of derivatives

any actions where conflicts of interest may arise, such as soft commission, related party transaction, proprietary trading and staff dealing. In addition, effective risk management system for

://www.sec.or.th/TH/Pages/MARKETDATA/ICO-TOKEN-DIGITAL.aspx Thai Climate-related Risk Management for Asset Managers Thai Climate https://secsearch.sec.or.th/?search=digital+asset+OR+%22digital+asset%22+OR

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