of the Office of Securities and Exchange Commission No. SorThor. 55/2546 Re: Report Forms of Securities Companies _____________ By virtue of Section 109 of the Securities and Exchange Act B.E. 2535
long information disclosure forms. This idea was well supported from both business operators and investors. SEC is therefore seeking opinions on the draft notification before it becomes into effect
Bangkok, February 14, 2013 ? The SEC encourages the public sector to raise funds and improve their operations via the capital market, with infrastructure funds, securitized bonds and scripless forms
public hearing ends on 12 December 2024. Remark: * A standard portfolio private fund is a private fund in which the asset management company publicly establishes a pre-defined investment policy and key
protection of investors’ rights in accordance with the relevant regulations governing the forms and risks of the investment products. The amendments also provide more flexibility and efficiency in meeting
being informed of the correct information. For those who have already subscribed shares, if intend to cancel the subscription, can contact the securities firms accepting their subscription forms by
strictly for reference. 2 Notification of the Office of the Securities and Exchange Commission No. Sor Thor. 50/2559 Re. Report Forms of Securities Business Operators and Derivatives Business Operators
strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Thor. 50/2559 Re. Report Forms of Securities Business Operators and Derivatives Business Operators
according to appropriate periods to facilitate the SEC’s performance of duties under the law for public interest or investor protection; (2) Revising the reporting forms of clients’ assets and transactions