capital market regulator which is a member of International Organization of Securities Commissions (IOSCO) and Signatory A of IOSCO MMOU concerning Consultation and Cooperation and the Exchange of
will also be required for the purpose of general administration and cooperation; for instance, publishing unit pricing, distributing reports to unitholders, and managing dispute resolution. ?The SEC in
Securities and Exchange Act B.E. 2535 (1992) (SEA). The Settlement Committee, therefore, imposed a penalty fine of 80,995,415.67 baht on him.In this regard, the SEC appreciated cooperation and assistance
Culture: Improved CG culture and environment resulted from work and cooperation of many sectors, for example, the Thai Institute of Directors (IOD)?s ongoing and outstanding director training programs, the
Awards 2011-2012,? organized by Thailand Management Association (TMA) in cooperation with National Electronics and Computer Technology Center (NECTEC), Software Park Thailand, and College of Innovation
excellence: International relations concerning activities, cooperation, agreement, regulatory framework and development.E - Easy: User-friendly and inclusive search functions allow easy access to web contents
management system must be made and reviewed on a continual basis. ?The SEC and the AIMC have continual cooperation to lift up the standard of Thai investment management business to comply with the
for the bond market are effective and consistent, SEC has appointed the Bond Market Development Committee to render advice on policy making and ensure timely cooperation among market participants. The
results with more clarity. In addition to the temporary accounting guidelines, SEC has issued other support measures for listed companies in cooperation with relevant agencies such as guidelines for
effort will strengthen capital market cooperation in accordance with the Memorandum of Understanding concerning Strengthening Economic Relation between the Government of the Kingdom of Thailand and Hong