and affected the stability of the global financial system. Due to this circumstance, international regulators have decided to issue liquidity measures.Realizing the importance of liquidity risk
market regulators and relevant organizations from more than 140 member countries around the world. _______________________
such as push selling or unsuitable distribution of financial products are found as a common area of concern arises in many jurisdictions, which poses challenge to the regulators. In this view, members
scope of operation of foreign representative branches of Thai business operators and apply the rules of the regulators of such foreign representative branches instead, (3) allow more flexibility on
) to retail investors in Thailand, expected to become effective by Q2/2014.The ASEAN CIS allowed to be offered to retail investors in Thailand must be approved by capital market regulators and have been
") member states. As a consequence, the SEC approved auditors will be exempted from registering with respective audit regulators of EU. SEC Secretary-General Vorapol Socatiyanurak said ?The EC?s recognition
markets of the World Federation of Exchanges (WFE) whereas the eligible funds must be established and managed by securities firms licensed by member regulators of the International Organization of
market regulators as well as private sectors of both Thailand and Luxembourg.?? Mr. Jean Guill, Director-General of the CSSF, said ?we are pleased to enter into this MoU with the SEC Thailand, which will
regulators. The revision also requires that rating of products with complicated features, including plain and tranche securitization, be attached with a special symbol. ?The global financial environment is
หารือแนวทางเพื่อยกระดับคุณภาพงานสอบบัญชีและความโปร่งใสของตลาดทุนในภูมิภาค ในการประชุม ASEAN Audit Regulators Group (AARG) Meeting ครั้งที่ 5 ระหว่างวันที่ 15-16 มิถุนายน 2558 ณ กรุงกัวลาลัมเปอร์ มาเลเซีย