, unless such derivatives trading is for hedging or for investment of its proprietary account and complies with the rules prescribed herein. Clause 4. The derivatives broker shall trade derivatives contract
derivatives contract for their proprietary account, unless such derivatives trading is for hedging or for investment of its proprietary account and complies with the rules prescribed herein. Clause 4. The
paragraph, the management company shall prepare a written agreement and a memorandum containing facts which lead to why the management company considers that such transaction complies with the rules
transaction complies with the rules stipulated in the first paragraph so as to enable an inspection by the Office. Affiliated transaction of the fund under the first paragraph shall not include the transaction
personal data to other persons, the SEC Office complies with the specified purposes or the purposes permissible by law only. In the case where it is required by law that your consent must first be obtained
.; Audit firms; Regulatory agencies relevant to local and foreign capital markets; Foreign regulatory agencies. In disclosing your personal data to other persons, the SEC Office complies with the specified
securities issued by a foreign company which complies with the following criteria: (1) an offer for sale of newly issued shares by a foreign company in accordance with either one of the following conditions: 3
purposes of use of proceeds from IPO, which is not material and complies with the Notification of the Office of the Securities and Exchange Commission No. SorChor. 63/ 2561 Re: Change of Purposes of Use of
Establishment of Subsidiary, Classified as Type 2 Transaction (List 1). (Please refer to Enclosure 1.) 3. It was approved to change the purposes of use of proceeds from IPO, which is not material and complies