related numerous documents and information. The SEC granted a 30-day extension ending 8 March 2017. KC must also disclose the amended financial statements and the results of the special audit via the SET
compulsory training courses, the renewal approval may not be granted before the current approval expires. This could result in the approval lapsing and the inability to perform duties. Consequently, the
action is based on the authority granted by the SET and TFEX regulations, which have been approved by the SEC Board and the Capital Market Supervisory Board (CMSB) to address incidents that could impact
derivatives exchange with a minimum fee of 2 million baht in place of the existing fee which only prescribes the fixed rate of 2 million baht. Also, agricultural commodity derivatives would be granted an
on investment advisor via crowdsourcing which are required to be granted SEC licenses. Investment advice must be made to general, not specific, investors and must be independent advice without
from the court and therefore, requested for the extended deadline from the SEC to clarify and publicly disclose the information within 60 days after the bankruptcy court's permission.The SEC has granted
regulatory association. The main focuses of the proposed regulations are as follows: (1) Application for approval and granting of approval for the association: An applicant shall be granted an approval
Bangkok, June 15, 2012 ? The SEC granted Singha Paratech Plc. (SINGHA)?s request for an extension of due date to submit its rectified 2010 financial statements from June 1, 2012 to July 2, 2012
deadline of the special audit report to allow more time to complete the examination and review of all related numerous documents and information.The SEC granted a 30-day extension ending 8 March 2017. KC
determines that FA independence will be impaired in cases where FA or commercial bank in the same conglomerate has granted a loan to any securities issuer or sponsor disposing asset into real estate investment