repayment and pledging collateral, and confine a position limit for each client. In this regard, if there are other Notifications applicable to some intermediaries, which specifically stipulate a position
which the resolution of the unit holders authorizing the capital increase shall be required in compliance with the followings; (a) the resolution to increase the capital by offering the units specifically
derivatives business that will be commenced specifically to agricultural derivatives; (2) in the case where the licensee has requested the SEC Office to inspect operation's promptness during application
person who intends to perform duty as investor contact specifically in foreign countries shall be deemed to be an investor contact approved by the Office if such person can operate as investor contact
regularly revise the suitability of the credit rating selected, specifically, in the case where credit rating assessed by other credit rating agencies is changed. Securities company shall make and keep
credit rating assessed by credit rating agencies; (4) shall regularly revise the suitability of the credit rating selected, specifically, in the case where credit rating assessed by other credit rating
resources and financing through the Bank’s routine funding sources. At this stage, the Bank does not expect to raise equity specifically for the purpose of funding this Transaction. 9. Conditions for the