Securities Companies _____________________ By Virtue of Section 106 of the Securities and Exchange Act B.E. 2535 (1992) which contains certain provision relating to restriction of rights and liberties of
February 2010. (Translation) 4 Clause 4. 6 Repealed. Clause 5. 7 Repealed. Clause 6. The provision under Clause 2(1)(b) shall not apply to the person holding the position of branch manager or other
within seven days from the date on which the securities company knows or is plausibly aware of the prohibited characteristics of such executive. Clause 7. The provision in Clause 3(1)(b) shall not apply to
provision in Clause 3(1)(b) shall not apply to any person holding the position of branch manager or other equivalent position called otherwise prior to the date on which this Notification comes into force
provision in Clause 3(1)(b) shall not apply to any person holding the position of branch manager or other equivalent position called otherwise prior to the date on which this Notification comes into force
prior to the date on which this Notification came into force the action relating to such matters shall be deemed to comply with the provision prescribed in this Notification. Clause 21 The approved
virtue of Section 6 of the Derivatives Act (No.2) B.E. 2551 (2008) hereby issues the following regulations: Clause 1. The following provision shall be added as Clause 2/1 of the Notification of the
virtue of Section 6 of the Derivatives Act (No.2) B.E. 2551 (2008) hereby issues the following regulations: Clause 1. The following provision shall be added as Clause 2/1 of the Notification of the
Section 7 and the fourth paragraph of Section 90 of the Securities and Exchange Act B.E. 2535 which contains certain provision relating to the restriction of rights and liberties of persons which Section 29
Constitution of the Kingdom of Thailand so permit by virtue of law, the Securities and Exchange Commission hereby issues the following regulations: Clause 1 This Notification shall come into force as from 16