Following an inspection report from Bank of Ayudhya, a limited broker dealer and underwriter (LBDU) licensee, and SEC’s further investigation, it was found that Vanatsavadee, securities investment
Officer.“This bilateral agreement marks another significant milestone in the bilateral cooperation between Hong Kong and Thailand, following the Memorandum of Understanding on the Strengthening of Economic
April 26, 2012.Due to the following reasons, the auditor gave qualified opinions on PAF?s financial statements for Q3/2011 and year 2011: (1) PAF management imposed scope limitation in relation to share
purpose of standardizing the operating control of brokerage and dealing of securities that are not debt instruments, the SEC Office hereby issues the following preliminary common guidelines for securities
Exchange Act B.E. 2535 (1992), the Office of the Securities and Exchange Commission hereby issues the following regulations: Clause 1 In this Notification: “trust” means an infrastructure trust established
and Exchange Commission hereby issues the following regulations: Clause 1. This Notification shall come into force as from 1 March 2008. Clause 2. The Notification of the Office of the Securities and
, Conditions and Procedures for Establishment and Management of Funds (No.4) dated 24 April 2007, the Office of the Securities and Exchange Commission hereby issues the following regulations: Clause 1. This
) dated 24 April 2007, the Office of the Securities and Exchange Commission hereby issues the following regulations: Clause 1. This Notification shall come into force as from 1 March 2008. Clause 2. The