, securities finance, securities borrowing and lending, securities dealing or securities underwriting, which is not limited to debt instruments, exclude financial institutions established under specific laws or
) securities business license type D (ง); (5) securities business license in the category of investment advisory service; (6) securities business license in the category of securities borrowing and lending
D (ง); (5) securities business license in the category of investment advisory service; (6) securities business license in the category of securities borrowing and lending. Clause 2. This notification
D (ง); (5) securities business license in the category of investment advisory service; (6) securities business license in the category of securities borrowing and lending. Clause 2. This notification
e-service Online Submission Securities Borrowing and Lending >> Type Title Section See document Status Notified Date Effective Date 1. Notification of Capital Market Supervisory Board 23/2556
e-service Online Submission Canceled document of topic "Securities Borrowing and Lending" not found Contact The Securities and Exchange Commission, Thailand 333/3 Vibhavadi-Rangsit Road, Chomphon
e-service Online Submission Canceled document of topic "Securities Borrowing and Lending" not found Contact The Securities and Exchange Commission, Thailand 333/3 Vibhavadi-Rangsit Road, Chomphon
e-service Online Submission See canceled document Securities Borrowing and Lending >> Net Liquid Capital (section 97) Type Title Section See Document Status Notified Date Effective Date 1. Act
e-service Online Submission See canceled document Securities Borrowing and Lending >> Anti-fraud Provisions (section 98(3)) Type Title Section See Document Status Notified Date Effective Date 1. Act
e-service Online Submission See canceled document Securities Borrowing and Lending >> Forward Transactions/OTC Equity Derivatives Transactions (section 98(4)) Type Title Section See Document Status