changes in the digital age,” added SEC Secretary-General. In addition, the DGA will render cooperation with regard to laying out strategies, policies and action plans, develop guidelines in accordance
with the National Strategy in the aspect of providing provincial people with the access to financial services and the capital market, including more understanding of SEC’s roles, in 2019 SEC plans to
their long-term savings and investment plans to be able to maintain a good quality of life after retirement. This PVD to RMF transfer permission is a big step toward such goal,? added Mr. Rapee. Meanwhile
executives with prohibited characteristics, (4) putting in place issuer due diligence and product screening systems, (5) examining issuers? business plans and the source codes of smart contract, (6) conducting
to support sustainable development of funds and the investment management industry. The action plans therein are as follows: (1) Developing Thailand ESG Data Framework to enhance fund managers’ duty
of companies, capital market, economy and the country at large. SEC plans to give continuous support to companies interested in disclosure according to the TCFD recommendations. In the first quarter of
recommended to deal with the said insufficiency; (4) Monitoring (MR): Some audit firms were found having insufficient monitoring and without action plans to monitor deficiency remediation. In this regard
public and private sectors in the Thai capital market in driving forward the National Strategy and the National Reform plans. The topic on low carbon businesses is raised by private sector to Prime
: - have robust checks and balances mechanisms in place in every critical business system; - have effective business continuity management and plans; - have a customer onboarding and Know Your Customer
example, the necessity behind the sale of such assets, the company’s liquidity position, the availability of adequate funds for debt repayment, and future action plans related to the sale of the