granted for a limited term and renewal of such approval shall be considered by the SEC Office on the basis of investor contacts’ professional skills and knowledge, the SEC Office has issued guidelines for

limited term and renewal of such approval shall be considered by the SEC Office on the basis of investor contacts’ professional skills and knowledge, the SEC Office has issued guidelines for renewal of

for investor contacts shall be granted for a limited term and renewal of such approval shall be considered by the SEC Office on the basis of investor contacts’ professional skills and knowledge, the SEC

เสี่ยงสูงหรือมีความซับซ้อน ("กองทุน complex") ไม่เป็นไปตามประกาศกำหนด โดยไม่มีการนำผลประเมินความรู้ความสามารถในการลงทุนของลูกค้า ("knowledge assessment") ไปใช้ประกอบการให้บริการขาย

IPO and listing on the stock exchange. The seminar also included a knowledge sharing session among supervisors and insights into the financial advisors' role from the perspective of regulators

appropriate investor protection. “Through this conference, we can expect to see stronger cooperation among regional regulators, sharing of knowledge, views, technical expertise and other experiences

Scorecard Assessment whose results are expected for announcement in early 2020. ACMF members also used this opportunity to share experiences and pools of knowledge on digital asset oversight to prepare for

suppress frauds related to public solicitation for digital asset investment. The group also uses this opportunity to expand the network for sharing knowledge and educating the public about digital asset

, particularly new-gen groups, for digital asset and fund raising businesses operation such as issuance of digital tokens or ICOs.As such, “SEC finds it necessary to enhance knowledge and understanding

SMEs in accessing funds through the capital market on 30 September 2019. This seminar created awareness and knowledge of financial tools in the capital market available for industrial SMEs. This is in