of 14.81 million baht, reversing from a net profit of 1.89 million baht reported for the same period of last year and representing a bigger loss of 16.70 million baht. The details are as follows
ดังกล่าวก่อนใช้บริการด้วย (2) การห้ามผู้ https://www.sec.or.th/TH/Pages/News_Detail.aspx?SECID=10018 Behavioral finance to play a bigger role in mutual fund development asset management firms, and
concepts ❑ Project Prioritization is a critical step to accomplishment ❑ Collaborations and partnerships create more bigger positive impacts ❑ Greater transparency and accountability through reporting and
resembles the international supervisory framework. The audit quality control regulatory shall be performed at both individual auditor level and firm level. In order to enhance quality and reliability of the
also a team of knowledgeable and competent engagement partner and audit staff working together under a reliable audit quality control system of the audit firm. As such, the auditing must be carried out
มือทางการเงิน” และ “บทบาทของผู้สอบบัญชีต่อการประเมินความเสี่ยงและตรวจสอบ IT Application Control” โดยมีนายประสัณห์ เชื้อพานิช กรรมการ ก.ล.ต. (ที่ 6 จากขวา) และนายสุพจน์ สิงห์เสน่ห์ ประธานคณะกรรมการ
Bangkok, May 24, 2016 ? The SEC is seeking stakeholders? and public comments on a proposed amendment to the rules governing prevention and control of conflicts of interest of asset management
securities analysts to participatein fintech development/application processes;(4) Have control and inspection system for algorithm;(5) Have data management and governance;(6) Disclose scope
SEC requests that business operators implement the BCP that must cover key work systems, including the trading system, the risk control system in compliance with the Net Capital Rules and the
(Newest) Date (Oldest) ’ digital assets under BX’s control or possession to other wallets which are not purported to keep client’s assets servicing clients who want to reclaim their assets and will lay off