examination on suspicious facts. Overall, the number of complaints against unlicensed securities or derivatives businesses is on a gradual decline, and 75 percent of the cases is beyond the SEC?s authority, for
Provincial Electricity Authority; and (2) The payment condition is inappropriate because SUPER has paid a lump sum advanced payment for the share purchase even before the shareholders pass a resolution either
to operate businesses regarding such products;(5) Those products above may lack of liquidity for trading with cash or other productsIn addition, the Monetary Authority of Singapore (MAS) has
engagement quality reviewers (EQR) of listed companies must have competence, capabilities and authority at a level not less than auditors in the capital market who audit listed companies. In the event that an
loss due to price volatility, cybersecurity risk, risk on personal data leakage, and exploitation as a money laundering tool. The SEC Board has therefore considered exercising authority within the scope
inquiry official will perform an investigation before recommending the case to the public attorney who has authority for prosecution. The power to adjudicate whether any person is guilty or not is, however
Authority of Singapore (MAS) หน่วยงานกำกับดูแลทางด้านการเงินของประเทศสิงคโปร์ โดย ก.ล.ต. เข้าร่วมเป็นปีที่ 3 ซึ่งการเข้าร่วมงานปีนี้เป็นอีกหนึ่งช่องทางในการสร้างความตระหนักรู้เกี่ยวกับบทบาทหน้าที่ของ ก.ล.ต
สหภาพยุโรป ซึ่งมีผู้เข้าร่วมประชุม ได้แก่ European Commission (EC) และ European Securities and Markets Authority (ESMA) และสมาชิก IOSCO ในภูมิภาคเอเชียแปซิฟิก รวมจำนวน 19 หน่วยงาน จาก 14 ประเทศเลขาธิการ
Ms. Ruenvadee Suwanmongkol, Secretary-General of SEC said: “SFF 2020 organizes by Monetary Authority of Singapore (MAS) and is considered as a global FinTech exhibition. SEC firstly joined and
perform an investigation before recommending case to the public attorney who has authority for prosecution. The power to adjudicate whether any person is guilty or not is, however, vested on the court of