bourses including the Thai market as a result of foreign investors? sell-offs. Investors are advised to be prudent in their investment decisions, keeping in mind that the Thai economy remains fundamentally
initial public offering in Thailand and other countries simultaneously or in proximate period. In case of secondary listing, however, if foreign companies are subject to home regulators and home exchanges
knowledge and understanding in capital market products and services before making investment decision. Those questions include ?What are the risks and rewards of the investment??; ?What kinds of investors are
who holds the title to the trust property and is responsible for the trust management, or by the resolution of the REIT unit holders. There are also similar supervisory aspects in the areas of conflicts
clients are able to bring a dispute into the arbitration procedures when they do not agree with complaint handling process made by securities and derivatives companies. The revision also includes abolishing
able to seek approval of bond investment consultant if passing examination on relevant regulations. Furthermore, the persons who seek to apply for or renew the approval of investment consultants are
securities company or derivatives broker for damage or loss incurred to client?s money and the business operator will be required to calculate value of instruments or securities in which client?s money are
subjected to income tax while provident funds are directly investing in fixed income and still getting tax exemptions.Thereby, in order to be consistent with provident funds, the Finance Ministry has
total sold units, but asset management companies are still required to disclose information regarding unitholding over the one-third rule to investors and such unitholders are not allowed to exercise
financial technology and sustainable finance. Ms. Ruenvadee Suwanmongkol, Secretary-General of SEC Thailand, said: “FinTech and sustainable finance are key areas emphasized by SEC Thailand. We strongly