SEC Office within specified period: (1) in case of amending operational system or criteria as prescribed in Clause 18, the Institute of Appraisal Profession shall notify the SEC Office for at least 14
and regular monitoring and amending of the policy. 3. The management should determine the guideline for conducting compliance inspection as follows: (1) Communicate with the related personnel to be
personnel of the policies and the practices as well as a procedure for continuous and regular monitoring and amending of the policy. 3. The management should determine the guideline for conducting compliance
-ร่าง- (UNOFFICIAL TRANSLATION) Codified up to No. 5 As of 28 November 2018 Readers should be aware that only the original Thai text has legal force, and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. Tor Jor. 39/2559 Re: Application for Approval and Granting of Approval for Offering of Newly Issued Shares _____________________ By virtue of Section 16/6 and Section 89/27 of the Securities and Exchange Act B.E. 2535 (1992), as ame...
Annual Report 2010 ANN UAL REPORT 2010 SECURITIES AND EXCHANGE COMMISSION, THAILAND ASEAN ECONOMIC COM MUN ITY Vision S = Setting High Standard E = Ethical C = Committed Pro = Professional Mission Core value: SEC-Pro The SEC develops and supervises the Thai capital market to ensure efficiency, fairness, transparency and integrity. The SEC is to establish the Thai capital market as an important alternative for investors and fund raisers with an efficient mechanism for investor empowerment and, in...
and relevant to such allocation of the newly issued ordinary shares, including amending such agreements and documents, as well as considering appointing financial advisors, legal advisors, underwriters
market to be in line with international standards ● Developing and amending the necessary laws Elevating Good Corporcte Governance of Listed Companies Develop good CG practices of listed companies in line
Amending Securities Holder Records Attachment 5 Form of Securities Transfer Form E Form TSD-403 Securities Transfer to/from Issuer Account with Participant Attachment 6 Confirmation Letter on the Source of
to have a power in determining or amending details in relation to the capital increase and waiver of right to subscribe the newly issued shares, including but not limited to: (i) determining details
amendment by the Act Amending Provisions of Laws Relating to Criminal Liability of Representatives of Juristic Persons B.E. 2560 20 SECTION 86 Any director, manager, officer, employee, agent or person