and ready work system for providing services as securities registrar will be put in place, considering the preparation, data processing and storage, and reporting of service provision; 5 Amended by the
amended regulations on custody of assets, with key essences as follows: (1) Withdrawal or transfer of fiat money from the accounts opened for the benefit of clients shall comply with the principles for
296 and Section 296/2 of the Securities and Exchange Act B.E. 2559 (2016), as amended, (SEA). As aider and abettor, Amornrat and Walailuk violated Section 315 in conjunction with Section 242(1) which
/enactment-digitalasset2018.pd... (Translation) (Translation) PAGE 112 (Translation) Securities and Exchange Act B.E. 2535 (As Amended) _________________ BHUMIBOL ADULYADEJ, REX., Given on the 12th day of
/enactment-digitalasset2018.pd... (Translation) (Translation) PAGE 112 (Translation) Securities and Exchange Act B.E. 2535 (As Amended) _________________ BHUMIBOL ADULYADEJ, REX., Given on the 12th day of
. 2535 (1992), as amended by the Securities and Exchange Act (No. 2) B.E. 2542 (1999), the Securities and Exchange Commission hereby issues the following regulations: Clause 1. The securities companies
of the Securities and Exchange Act B.E. 2535 (1992) and Section 96 of the Securities and Exchange Act B.E. 2535 (1992), as amended by the Securities and Exchange Act (No. 2) B.E. 2542 (1999), the
. 2535 (1992), as amended by the Securities and Exchange Act (No. 2) B.E. 2542 (1999), the Securities and Exchange Commission hereby issues the following regulations: Clause 1. The securities companies
the operation of the Office. (The first paragraph is amended by Section 4 of the Securities and Exchange Act (No.2) B.E. 2542)
the operation of the Office. (The first paragraph is amended by Section 4 of the Securities and Exchange Act (No.2) B.E. 2542)