Collective Investment Scheme and Conditions after Approval __________________ Chapter 1 Procedure for Submission of Application __________________ 5 Clause 10 The applicant submitting an application for
) ทั้งน้ี วิธีการที่ใชในการ ตรวจสอบควรเปนวิธีที่มีมาตรฐานเปนที่ยอมรับและเชื่อถือได เชน MD5 (Message Digest 5) และ SHA (Secure Hash Algorithm) เปนตน 1.4 บริษัทหลักทรัพยควรมีระบบที่สามารถปองกันการ
the registrar. The profit for the period therefore decreased as mentioned before. The Company has set procedure to solve the mentioned problem and believes that the ratio of net claim expenses over
same Act. As Paiboon agreed to enter the settlement procedure, the Settlement Committee therefore imposed a 6,028,563.75 baht fine on him.Vasant Thienhom, Deputy Secretary-General said, ?In cases where a
296 of the same Act. As Pantipa agreed to enter the settlement procedure, the Settlement Committee therefore imposed a fine on her in the amount of 500,000 baht.
-based execution to simplify the overall procedure, (3) the clearer determination of the roles and responsibilities of company boards of directors and financial advisors to better respond to real practice
procedure to replace the performance of the audit committee because there is less possibility of damage to the customers and requirement of the audit committee may cause unnecessary burden on the business
identification and verification procedure that is both appropriate and reliable; - Upon any material change in a transaction, or any reason to suspect such information, to verify, to review, and to collect
the scheme, Mr. Sun Dongvanpakdee and three other persons who entered the settlement procedure on January 22, 2014 aided or abetted the aforesaid actions by allowing others to use their trading accounts