in writing. There shall be sufficient measures to ensure that a client is the same person as the one appears on the application document, verify identification of the client, the beneficial owner and
in writing. There shall be sufficient measures to ensure that a client is the same person as the one appears on the application document, verify identification of the client, the beneficial owner and
the derivatives brokerage service under Paragraph 1, the derivatives broker shall provide all counterparties of derivatives contract being institutional investors . Clause 5 The provisions in Clause 21
derivatives brokerage service under Paragraph 1, the derivatives broker shall provide all counterparties of derivatives contract being institutional investors. Clause 54 The provisions in Clause 21, but only
derivatives brokerage service under Paragraph 1, the derivatives broker shall provide all counterparties of derivatives contract being institutional investors. Clause 54 The provisions in Clause 21, but only
and Exchange; “Stock Exchange” means the Stock Exchange of Thailand according to the Law on Securities and Exchange; “beneficial owner of derivatives traded by a client” means: (1) an owner or co-owner
“Notifications on Acquisition and Disposal”), representing the maximum transaction value of 6.15 being a transaction with the value of equivalent to or higher than 15 percent but lower than 50 percent, calculated
“Notifications on Acquisition and Disposal”), representing the maximum transaction value of 8.23 being a transaction with the value of equivalent to or higher than 15 percent but lower than 50 percent, calculated
the service under the provisions being applicable to mutual fund management company, but FWD Life Insurance Public Company Limited failed to comply with the provisions being applicable to mutual fund
Mr. Somsak Leeswadtrakul Between 2008 and 2010, Mr. Somsak Leeswadtrakul, while being chief executive officer of G Steel Public Company Limited (GSTEL), together with Miss Kannikar Soykeeree, while