the information on the clients’ assets under its custody. The exchange is also required to show evidence on the investments of the clients’ digital assets that had been deposited with ZipUp via various
Nowadays, private fund operators are required to separate investors’ assets from the companies and there are measures to protect investors’ assets for other benefits. Private fund operators also
line with SEC’s strategic plan to promote the use of the capital market as an alternative capital raising tool for SMEs and startups. SEC previously cooperated with the Bank for Agriculture and
to support sustainable development of funds and the investment management industry. The action plans therein are as follows: (1) Developing Thailand ESG Data Framework to enhance fund managers’ duty
organization so that it can devote all its potential and resources to help support the driving of the Strategic Plan toward effective outcomes and key results as follow: Key result 1: “Everything Is Possible
“This MoU reiterates the SEC Thailand’s dedication and extensive efforts with respect to the strategic plan on digital technology and sustainable capital market. It has indeed come at a crucial time
investment unit brokerage to maintain ongoing capital at a ratio appropriate for their business and in line with international standards. In addition, the new rules would enhance business continuity while
financial statements. In addition, the auditor was unable to express opinion on the company?s 2012 financial statements due to limitation on scope of audit imposed by its management in several matters
of the Bank of Thailand (BOT). SEC would like to thank BOT for fostering the development of NDID system to its practical use and allowing the extension of its scope of services to intermediaries in
clarify and disclose further information related to the capital utilization plan, at least in the matter of budgeting proportion and the expected periods of capital utilization for each project, as well as