filing, registration and other applications. In case where any person who has been granted with an approval fails to proceed in accordance with (1) (2) and (3) within a period of every two calendar years
Commission concerning determination of fees for filing, registration and other applications. In case where any person who has been granted with an approval fails to proceed in accordance with (1) (2) and (3
function will be ready. Such personnel shall have knowledge, abilities and experiences suitable for the assigned tasks and shall have understanding of general laws related to the professional. The approved
of the unit responsible for assets custody function will be ready. Such personnel shall have knowledge, abilities and experiences suitable for the assigned tasks and shall have understanding of general
Market Supervisory Board No. TorThor/Khor/Dor/Nor. 62/2552 Re. Determination for Securities Companies to Proceed with Customer Complaints ______________________ By virtue of Section 16/6 and Section 113 of
14th Money Expo Chiang Mai 2019 at the Chiang Mai Hall, Central Plaza Chiang Mai Airport. SEC was with the responsibility to provide basic knowledge on the capital market and digital assets, to
, financial and investment education, financial planning and fundamental knowledge on risk management.?The MOU signing aims to promote the exchange of information and action plans on knowledge management
to pass the test on basic knowledge, rules and regulations and knowledge on specific product which investor contact intends to be a seller. If intending to expand scope of duty to additional product