have the right to access your personal data and request the SEC Office to make copies of your personal data for your own use, as well as to request the SEC Office to disclose how the SEC Office acquired
legitimate fund-raising instruments and protecting investors from fraud and embezzlement, as well as preventing the exploitation of digital assets to facilitate illegal transactions. The two laws, coming into
Section 92 of the Securities and Exchange Act B.E. 2535 (1992) permits securities companies to establish a branch office upon approval from the Office where the request for permission and granting
to the mutual fund or the unitholders as well as the dispute resolution between the management company and the unitholders; (14) liquidation upon dissolution of the mutual fund; (15) other particulars
is made. The storage of such document or evidence shall be made in the manner which is immediately available upon the Office’s request for a review or an inspection. Clause 4 This Notification shall
Exchange Commission) Request Form for Examining Information of Persons who the Securities Company will Appoint as Executive Report/Form (Notification of Securities and Exchange Commission) Form 103-1 List
/2557 Rules on Appointing Independent Director of an Intermediary 03/06/2014 01/07/2014 2. Circular 13/2544 22/02/2001 Report/Form (Notification of Securities and Exchange Commission) Request